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Securities Act
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#	Item
71	Market Abuse Regulation www.cummingslaw.com Market Abuse Regulation Add to Reading List Source URL: www.cummingslaw.com Language: English - Date: 2016-05-19 08:29:34 Economy Finance Money Stock market Corruption Financial crimes Insider trading Financial markets Markets in Financial Instruments Directive Market abuse Abuse Securities Exchange Act
72	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-14 15:42:16 Economy Finance Money U.S. Securities and Exchange Commission Stock market 73rd United States Congress Extended-hours trading Funds Investment Securities Exchange Act New York Stock Exchange Securities regulation in the United States
73	COMPLEXITY OF REGULATION Chester S. Spatt† It is a great pleasure to provide keynote remarks at this weekend’s conference on “Complexity and Change in Financial Regulation” at the Harvard Law School. In my commen Add to Reading List Source URL: www.hblr.org Language: English - Date: 2014-08-26 11:36:17 Economy Systemic risk Money Finance Volcker Rule DoddFrank Wall Street Reform and Consumer Protection Act Too big to fail Financial crisis of 20072008 Wall Street reform U.S. Securities and Exchange Commission Derivative Credit rating agency
74	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.COMB APPROVAL INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Add to Reading List Source URL: www.baltia.com Language: English - Date: 2016-02-16 12:09:17 SEC filings Finance Economy U.S. Securities and Exchange Commission 73rd United States Congress Money Security Stock market Form 4 Securities Exchange Act Warrant
75	SEC Report Recommends that the SEC Be Authorized To Directly Regulate the Form, Content and Timing of Municipal Bond Disclosure On July 31, 2012, the Securities and Exchange Commission (the “SEC”) released its Report Add to Reading List Source URL: www.pacificalawgroup.com Language: English - Date: 2012-08-21 16:06:41 U.S. Securities and Exchange Commission 73rd United States Congress Economy Government New Deal Corporate crime Municipal Securities Rulemaking Board Municipal bond Securities Act Securities Exchange Act Tower Amendment Electronic Municipal Market Access
76	Filed by General Electric Company Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: General Electric Company Commission File No.: GENERAL ELECTRIC COMPANY Add to Reading List Source URL: www.ge.com Language: English - Date: 2015-12-31 10:50:59 Economy Finance Money Stock market Corporate finance Equity securities Central Securities Depositories Security Depository Trust & Clearing Corporation CUSIP General Electric Preferred stock
77	LifeWatch Medical technology Established and growing digital health player Add to Reading List Source URL: www.equitystory.com Language: English - Date: 2015-11-25 03:20:11 Economy Finance Money Thomas Edison Edison Investment Advisers Act General Electric Investment banking Securities and Exchange Commission Investment management
78	The Financial CHOICE Act Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs Executive Summary KEY PRINCIPLES: 1. Economic growth must be revitalized through competitive, transparent, and innovative Add to Reading List Source URL: financialservices.house.gov Language: English - Date: 2016-06-07 08:14:36 Economy Systemic risk Finance Money Great Recession in the United States United States federal banking legislation Corporate crime Federal Deposit Insurance Corporation DoddFrank Wall Street Reform and Consumer Protection Act Consumer Financial Protection Bureau Financial Stability Oversight Council U.S. Securities and Exchange Commission
79	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:45:03 Finance Money Economy Exchange-traded funds VanEck IShares U.S. Securities and Exchange Commission SPDR Index fund Financial adviser Securities Exchange Act Securities regulation in the United States
80	Microsoft Worddocx Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2016-08-04 18:49:19 Law Tort law Private Securities Litigation Reform Act Lawsuits Scienter Tellabs Inc. v. Makor Issues & Rights Ltd. LifeLock SEC Rule 10b-5 Allegation

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